National StockExchange Preface NATIONAL STOCK EXCHANGE Access to NMF II NATIONAL STOCK EXCHANGE . About NMF II Browser based. multiple channels of payment Cheque based transactions also through service centers Currently 25 AMCs available on platform with 89% of the industry AUM 1050 IFAs / NDs participating on the platform. portal based application Supports User hierarchy . sub-broker and EUIN mapping Supports branch and sub-broker model User access and privilege to be decided by the member Focus on digitization. On boarding of others in progress NATIONAL STOCK EXCHANGE 20 K IIN created so far on platform . of Forms & Payment Cheques AMC wise Single Order Entry & Payment Form Fill-up Manual Pre-printed Forms Timestamp on Forms Manual Electronic AMC Offices / RTAs CAMS By 3 PM By 5 PM Submission At Submission Timing One-time Investor Registration Pre-order validation on minimum investment and holding information NATIONAL STOCK EXCHANGE .Operational Ease Conventional Method vs. NMF II Platform Conventional NMF II Transaction Forms AMC wise Common No. for MF Units Reduced Logistic Requirement with Nil Infrastructure Cost NATIONAL STOCK EXCHANGE . under Your ARN Create multiple Sub-User. Sub-Broker Logins Investors also can have their separate Logins Single Order Entry Screen & Single Payment Multiple Modes of Payment Demat & Non-Demat holding.Value Proposition No DIRECT Plans Incorporation of Investors’ Existing Portfolios. Asset Allocation Tools Platform for Mobile Devices APIs to integrate with the existing front / back offices POA model to be integrated Ease in Account set-up -interface with KRA for direct download . Portfolio Design.Proposed Facilities for Phase-II Risk Profiling. Let’s have a Feel of . MFS***** ********* 3NX4E . . Mapping Facility is also available Logo Image of your choice.Create Multiple Sub-users & Sub-brokers. Portfolio Statements will carry the Logo . ) . which will be permanent for Platform. No. IIN (Investor Identification No. Unique Ref. Generation. One time Activity.Bring Investors on this Platform. Through IIN No. Name.Locate already created Customers.. DOB . 3 c) Individual – Joint – Holding 1. 2. 3 d) Proprietorship Firm e) HUF .Combination wise IIN Creation 1) Tax Status 2) Holding Nature 3) PAN Numbers Examples a) Individual – Single b) Individual – AOS – Holding 1. 2. . . Provision for Micro-investment. for investors who don’t have PAN Card . . . . . Decide if you want to give Investor Login or Not a) Phone – No Login b) Online – Login c) All .Login . 3 d) Proprietorship Firm e) HUF Remember that we discussed about “Combination wise IIN Creation”.Combination wise IIN Creation 1) Tax Status 2) Holding Nature 3) PAN Numbers Examples a) Individual – Single b) Individual – AOS – Holding 1. 2.!!! .. 3 c) Individual – Joint – Holding 1. 2. to maintain a clubbed data of a Family .IINs Grouping Facility. . which you want to make as Primary IIN .Select the IIN. Check IIN Active / Inactive Status. Print Packing List .View Basic Details of Customers. . . Generate Portfolio Statements of Investors . AMC Names will be listed here. under which the investor has portfolio with . Portfolio Statement (Summary) NMF – II Process Flow . Portfolio Statement (Detailed) NMF – II Process Flow . . . Normal = Lumpsum Investmen t Systemati c = SIP Investmen t . . . . . Payment Mode a) Physical Mode b) Online Mode Payment to be in favour of “National Securities Clearing Corporation Ltd” . . . . . . Authorize Admin User will be able to: 1) Edit Transaction Details entered 2) Authorize Transaction entered … by his Sub-Users . . . . . . . . in . Please contact – Bhuvnesh Sharma 9610680444 [email protected] further Inquiries. THANK YOU . 2. 2015 1st Year Charges Rs.Membership Application Only 4 pages of documents required Enclose photocopy of PAN. 2015 Refundable Deposit (for Individual ARN) Rs. 2.500/- Waived off till Sep 30. 15. 25. ARN card.000/- Cheque / NEFT Refundable Deposit (for Corporate ARN) Rs.000/- Cheque / NEFT .000/- Waived off till Sep 30. AMFI Certificate Charges Involved One-time Processing Fees Rs. 23 SUNDARAM BNP PARIBAS AMC LTD. 4 DEUTSCHE ASSET MANAGEMENT (INDIA) PVT LTD.LTD QUANTUM ASSET MANAGEMENT COMPANY PRIVATE LIMITED 10 IDFC ASSET MANAGEMENT CO. LTD. 25 UTI ASSET MANAGEMENT COMPANY LTD.PVT. 6 EDELWEISS ASSET MANAGEMENT LIMITED 19 7 HDFC AMC LTD. of Active AMCs Sr. 11 J P MORGAN MUTUAL FUND 24 TATA ASSET MANAGEMENT LTD.No. 2 BIRLA SUN LIFE MUTUAL FUND 15 MOTILAL OSWAL ASSET MANAGEMENT COMPANY LIMITED 3 BNP PARIBAS MUTUAL FUND 16 PPFAS ASSET MANAGEMENT PVT. LTD. No AMC Name 1 AXIS ASSET MANAGEMENT COMPANY LIMITED 14 MIRAE ASSET GLOBAL INVESTMENTS (INDIA) PVT. 12 KOTAK MAHINDRA AMC LTD. LTD. 13 L&T INVESTMENT MANAGEMENT LIMITED . LTD. 17 PRAMERICA ASSET MANAGERS PRIVATE LIMITED 5 DSP BLACKROCK ASSET MANAGEMENT COMPANY 18 PRINCIPAL PNB AMC PVT. 8 ICICI PRUDENTIAL ASSET MANAGEMENT COMPANY LTD 21 RELIGARE INVESCO ASSET MANAGEMENT COMPANY 9 IDBI ASSET MANAGEMENT SERVICES LTD 22 SBI FUNDS MANAGEMENT PVT. No AMC Name Sr. 20 RELIANCE CAPITAL ASSET MANAGEMENT LTD. 00 PM 2. T Day.30 to scheme accounts before 3 PM on T +1) Non Liquid HDFC Bank 12.30 PM AM 2. (T-day) Non-Liquid Before 3 PM Any Bank 05. T-1 NAV ( if funds are transferred and credited to scheme accounts before 2 PM on T day) 1. T Day ( if funds are transferred and credited to scheme accounts before 3 PM on T day) More than 1.30 INR 2 lakh Liquid HDFC Bank 12. T+1 Day ( if funds are transferred and credited Before 11.00 PM T Day 1.( if funds are transferred and credited to Less than scheme accounts after 2 PM on T day and up to 2 Before 11.T+1 Day provided funds are transferred and credited to scheme accounts after 2 PM on T + 1 day and before 2 pm on T+2 day More than T+1 Day if funds are transferred and credited to Non Liquid Before 3 PM Non HDFC Bank 05.00 PM INR 2 lakh scheme accounts before 3 PM on T+1 .NAV Applicability Matrix Cheque Deposit Order Entry Cut off Time at Applicable NAV.30 PM PM on T+1 day) AM 2.T Day provided funds are transferred and INR 2 lakh credited to scheme accounts before 2 PM on T + 1 day Liquid Before 3 PM Non HDFC Bank 05.Subject to funds clearance in Scheme Subscriptio Cheque Time NMF Service NSCCL Pool Account and transfer to the AMC Type n Amount Criteria (T-day) Centers Scheme Account.